Title 25--INDIANS
Chapter III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE


2710. Source: 58 FR 5810, Jan. 22, 1993, unless otherwise noted. This chapter implements the Indian Gaming Regulatory Act (Pub. L. 100-497, 102...


shall conduct gaming operations according to the requirements of the Indian Gaming Regulatory Act, the regulations of this chapter, tribal law and, where applicable,...


III gaming. 502.5 Collateral agreement. 502.6 Commission. 502.7 Electronic, computer or other technologic aid. 502.8 Electronic or electromechanical...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR502.2] [Page 751] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 502_DEFINITIONS OF THIS CHAPTER--Table of Contents Sec. 502.2 Class I gaming. Class I gaming means: (a) Social games played solely for prizes of minimal value; or (b) Traditional forms of Indian gaming when played by individuals in connection with tribal ceremonies or celebrations. ...


other technologic aids are used) when players: (1) Play for prizes with cards bearing numbers or other designations; (2) Cover numbers or designations...


gaming, including but not limited to: (a) Any house banking game, including but not limited to-- (1) Card games such as baccarat, chemin de fer, blackjack (21), and pai...


either directly or indirectly, to a management contract, or to any rights, duties or obligations created between a tribe (or any of its members, entities, or organizations) and...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR502.6] [Page 752] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 502_DEFINITIONS OF THIS CHAPTER--Table of Contents Sec. 502.6 Commission. Commission means the National Indian Gaming Commission. ...


machine or device that: (1) Assists a player or the playing of a game; (2) Is not an electronic or electromechanical facsimile; and (3) Is operated in...


in an electronic or electromechanical format that replicates a game of chance by incorporating all of the characteristics of the game, except when, for bingo, lotto, and...


bingo (as defined in 25 USC 2703(7)(A)(i)) constituting a variant on the game of bingo, provided that such game is not house banked and permits players to compete against...


games, receives the revenues, issues the prizes, and pays the expenses. A gaming operation may be operated by a tribe directly; by a management contractor; or, under...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR502.11] [Page 753] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 502_DEFINITIONS OF THIS CHAPTER--Table of Contents Sec. 502.11 House banking game. House banking game means any game of chance that is played with the house as a participant in the game, where the house takes on all players, collects from all losers, and pays all winners, and the house can win. ...


(b) Land over which an Indian tribe exercises governmental power and that is either-- (1) Held in trust by the United States for the benefit of any Indian tribe...


Indians that the Secretary recognizes as-- (a) Eligible for the special programs and services provided by the United States to Indians because of their status...


(1) Bingo caller; (2) Counting room supervisor; (3) Chief of security; (4) Custodian of gaming supplies or cash; (5) Floor manager; (6)...


an Indian tribe and a contractor or between a contractor and a subcontractor if such contract or agreement provides for the management of all or part of a...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR502.16] [Page 753] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 502_DEFINITIONS OF THIS CHAPTER--Table of Contents Sec. 502.16 Net revenues. Net revenues means gross gaming revenues of an Indian gaming operation less-- (a) Amounts paid out as, or paid for, prizes; and (b) Total gaming-related operating expenses, excluding management fees. ...


direct or indirect financial interest in a management contract means: (a) When a person is a party to a management contract, any person having a direct financial interest...


a management contract means the person designated by the management contract as having management responsibility for the gaming operation, or a...


for a management contract; (b) Any person who has authority: (1) To hire and fire employees; or (2) To set up working policy for the...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR502.20] [Page 754] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 502_DEFINITIONS OF THIS CHAPTER--Table of Contents Sec. 502.20 Secretary. Secretary means the Secretary of the Interior. ...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR502.21] [Page 754] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 502_DEFINITIONS OF THIS CHAPTER--Table of Contents Sec. 502.21 Tribal-State compact. Tribal-State compact means an agreement between a tribe and a state about class III gaming under 25 U.S.C. 2710(d). ...


Contents Sec. 503.1 Purpose of this part. 503.2 Display of control numbers and expiration dates. Authority: 44 U.S.C. 3501 et seq. ...


Currently assigned OMB Expiration Part or section number...


Subpart A_General Provisions Sec. 513.1 What definitions apply to the regulations in this part? 513.2 What is the Commission's authority to...


(a) The Commission has authority to issue these regulations under 25 U.S.C. 2713(a)(1) of the Indian Gaming Regulatory Act. The Commission is issuing the regulations in this...


(a) The Commission will collect debts in accordance with these regulations in this part. [[Page 757]] (b) The Commission will transfer to the Department of...


to collect debts? (a) When the Chairman determines that a debt is owed to the Commission, the Chairman will send a written notice (Notice), also known as...


administrative costs? (a) Interest. (1) The Commission will assess interest on all delinquent debts unless prohibited by statute, regulation, or contract. ...


will provide the debtor with a reasonable opportunity for an oral hearing when the debtor requests reconsideration of the debt and the Commission determines that the question...


in Indian gaming for failure to pay a debt? The Chairman of the Commission may revoke a debtor's ability to operate, manage, or otherwise participate in the...


administrative and tax refund offset? (a) The Commission may refer any past due, legally enforceable nonjudgment debt of a person to the Treasury...


to collect a debt through administrative and tax refund offset? (a) The Commission will give the debtor written notice of its intent to offset before initiating...


(a) The Commission collects debts owed by employees to the Federal Government by means of salary offset under the authority of: 5 U.S.C. 5514; 31 U.S.C. 3716; 5 CFR...


debtor that salary offset will occur? (a) Deductions from a debtor's salary will not be made unless the Commission sends the debtor a written Notice of Intent at least...


(a) To request a hearing, the debtor must file, within 15 days of receiving the Commission's notice of intent to offset, a written petition signed by the...


creditor agency? Yes. Upon completion of the procedures established in this subpart and pursuant to 5 U.S.C. 5514, the Commission will submit a certification...


the Commission is the creditor agency? (a) In response to a Notice of Intent, an employee may propose to repay the debt voluntarily in lieu of salary offset by submitting...


agency? (a)(1) An employee subject to salary offset or a voluntary repayment agreement may, at any time, request a special review by the Commission of the amount...


salary offset? (a) As the creditor agency, the Commission will promptly refund any amount deducted under the authority of 5 U.S.C. 5514, when: (1) The...


(a) When the Commission receives a certification from a creditor agency that has complied with the Office of Personnel Management's requirements set out at 5 CFR 550.1109, the...


garnishment? This part adopts all the provisions of the administrative wage garnishment regulations contained in 31 CFR 285.11, promulgated...


the jurisdiction of the Commission shall pay to the Commission annual fees as established by the Commission. The Commission, by a vote of not less than two of its...


individuals making requests. 515.4 Procedures for requests and disclosures. 515.5 Request for amendment to record. 515.6 Review of request for amendment of record by the...


by the context, the following terms shall have these meanings: (a) Individual means a citizen of the United States or an alien lawfully admitted for...


or her whether a particular record system named by the individual contains a record pertaining to him or her and the contents of such record. Such requests shall conform to...


be acknowledged by the Commission within ten (10) days (excluding Saturdays, Sundays and Federal holidays) after the date on which the Commission receives the request. If...


was furnished under this part, may request that the Commission amend all or any part of that record. (b) Each individual requesting an amendment shall send the request to...


ten (10) days (excluding Saturdays, Sundays and Federal holidays) after the receipt of a request for an amendment of a record under Sec. 515.5 of this part,...


individual whose request for access or an amendment has been denied in whole or in part, may appeal the decision to the Commission no later than one hundred eighty (180) days...


to have a record covered by this part disclosed to or mailed to another person may designate such person and authorize such person to act as his or her agent for that...


the costs of reviewing the record. When the Commission makes a copy of a record as a necessary part of reviewing the record, the Commission shall not charge the individual for the...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR515.10] [Page 768] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 515_PRIVACY ACT PROCEDURES--Table of Contents Sec. 515.10 Penalties. Any person who makes a false statement in connection with any request for a record, or an amendment thereto, under this part, is subject to the penalties prescribed in 18 U.S.C. 494 and 495. ...


(f): Indian Gaming Individuals Records System (b) The exemptions under paragraph (a) of this section apply only to the extent that information...


OFFICIAL DUTIES; RESPONSE TO SUBPOENA --Table of Contents Sec. 516.1 What is the purpose of this part and to whom does it apply? 516.2 When may a...


(a) No person to whom this part applies, except as authorized by the Chairman or the General Counsel pursuant to this regulation, shall provide testimony, make...


of the National Indian Gaming Commission shall be handled pursuant to the procedures established in 25 CFR parts 515 and 517 and shall comply with the rules governing...


and responsibility for maintenance of records which are to be released under this part or 25 CFR parts [[Page 770]] 515 or 517 may certify the authenticity...


for records. 517.4 Disclosure of requested records. 517.5 Confidential commercial information. 517.6 Response to requests for records. 517.7...


use or purpose that furthers the commercial, trade, or profit interests of the requester or the person on whose behalf the request is made. In determining whether a requester...


be in writing, specifically invoke the Act, and be addressed to the FOIA Officer, Suite 250, 1850 M St., NW., Washington, DC 20036-5803. Requests may also be made in person at...


the public to the greatest extent possible in keeping with the FOIA, except that the following records are exempt from the disclosure requirements: (1) Records...


extent permitted by law, provide a submitter who provides confidential commercial information to the Commission, with prompt notice of a FOIA request or administrative...


an initial determination regarding access to the requested information and shall so notify the requester within ten (10) working days after receipt of the request. This...


(b) Notice of appeal. (1) Time for appeal. An appeal must be received no later than thirty (30) working days after notification of denial of access or...


contained in paragraph (b) of this section for services rendered by the Commission in response to requests for records under this part. All fees shall be charged to the...


may petition for a certificate of self-regulation? 518.3 What must a tribe submit to the Commission as part of its petition? 518.4 What criteria must a tribe meet...


for self-regulation of class II gaming if, for the three (3) year period immediately preceding the date of its petition: (a) The tribe has continuously conducted the...


certificate of self-regulation under this part shall contain: (1) Two copies on 8-1/2x11 paper of a petition for self-regulation approved by the...


shall issue a certificate of self-regulation if it determines that the tribe has, for the three years immediately preceding the petition: (1) Conducted its...


to administer the Office of Self Regulation. The Office of Self Regulation shall undertake an initial review of the petition to determine whether the tribe meets all...


become effective on January 1 of the year following the year in which the Commission determines that a certificate will issue. Complete petitions are due no later than June...


maintain its self-regulatory status? Yes. Each tribe that holds a certificate of self-regulation shall be required to submit a self-regulation report annually...


any information? Yes. A tribe that holds a certificate of self-regulation has a continuing duty to advise immediately the Commission of any circumstances that...


self-regulation? No. Subject to the provisions of 25 U.S.C. 2710(c)(5)(A) the Commission retains its investigative and enforcement powers over all class II...


The Commission may, after an opportunity for a hearing, remove a certificate of self-regulation by a majority vote of its members if it determines that the tribe no longer meets...


tribe may request a hearing regarding the Commission's proposal to remove a certificate of self regulation under Sec. 518.10. Such a request shall be filed with the Commission...


self-regulation? Yes. A tribe may file a request for reconsideration of a denial of a petition or a removal of a certificate of self-regulation within 30 days...


agent by a management contractor or a tribal operator. 519.3 Methods of service. 519.4 Copy of any official determination, order, or notice of violation. ...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR519.2] [Page 782] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 519_SERVICE--Table of Contents Sec. 519.2 Designation of an agent by a management contractor or a tribal operator. By written notification to the Commission, a management contractor or a tribal operator shall designate an agent for service of any official determination, order, or notice of violation. ...


(1) Delivering a copy to a designated agent; (2) Delivering a copy to the person who is the subject of the official determination, order, or notice of violation; ...


order, or notice of violation to the tribal chairman, the designated tribal [[Page 783]] agent under Sec. 519.1, and to the relevant tribal...


Amendment. 522.4 Approval requirements for class II ordinances. 522.5 Disapproval of a class II ordinance. 522.6 Approval requirements for class...


a request for approval of a class II or class III ordinance or resolution: (a) One copy on 8\1/2\x11 paper of an ordinance or...


any amendment to an ordinance or resolution. (b) A tribe shall submit for the Chairman's approval any amendment to the submissions made under Sec. Sec. 522.2(b)...


the Chairman under Sec. 522.2 of this part, the Chairman shall approve the class II ordinance or resolution if the Chairman finds that-- (a) A tribe meets...


for approval under Sec. 522.2 of this part, the Chairman may disapprove an ordinance if he or she determines that a tribe failed to comply with the requirements of Sec....


the Chairman under Sec. 522.2 of this part, the Chairman shall approve the class III ordinance or resolution if-- (a) A tribe follows the submission requirements...


Sec. 522.6 of this part and no later than 90 days after a submission under Sec. 522.2 of this part, the Chairman shall disapprove an ordinance or resolution and notify...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR522.8] [Page 786] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 522_SUBMISSION OF GAMING ORDINANCE OR RESOLUTION--Table of Contents Sec. 522.8 Publication of class III ordinance and approval. The Chairman shall publish a class III tribal gaming ordinance or resolution in the Federal Register along with the Chairman's approval thereof. ...


submitted under Sec. 522.2 of this part within 90 days after the date of submission to the Chairman, a tribal ordinance or resolution shall be considered to have...


1, 1986. For licensing of individually owned gaming operations other than those operating on September 1, 1986 (addressed under Sec. 522.11 of this part), a...


For licensing of individually owned gaming operations operating on September 1, 1986, under Sec. 502.3(e) of this chapter, a tribal ordinance shall contain the same requirements as...


without the approval of the Chairman, may adopt an ordinance or resolution revoking any prior ordinance or resolution that authorizes class III gaming. (a) A tribe...


requirements. 523.3 Review of an ordinance or resolution. 523.4 Review of an amendment. Authority: 25 U.S.C. 2706, 2710, 2712. Source: 58...


a tribe shall: (1) Submit for review and approval all items required under Sec. 522.2 of this chapter; and (2) For each gaming operation submit the...


a submission under Sec. 523.2 of this part, the Chairman shall subject the ordinance or resolution to the standards in part 522 of this chapter. (a) For class II and class...


Chairman shall subject the amendment to the standards in part 522 of this chapter. (a) If the Chairman determines that an amendment meets the approval and...


tribe. 524.3 Decisions on appeals. Authority: 25 U.S.C. 2706, 2710, 2712. Source: 58 FR 5812, Jan. 22, 1993, unless otherwise noted. A tribe...


of a disapproval under part 522 or part 523 of this chapter by filing a written submission. Such written submission shall: (1) State the property, financial, or...


(b) The Commission shall notify the party of record under Sec. 524.1 of this part and any limited participant under Sec. 524.2 of this part of its final decision and...


Authority: 25 U.S.C. 81, 2706(b)(10), 2710(d)(9), 2711. Source: 58 FR 5828, Jan. 22, 1993, unless otherwise noted. A management contract...


interest in land or other real property, unless specific statutory authority exists and unless clearly specified in writing in the contract. ...


for submitting management contracts. 533.3 Submission of management contract for approval. 533.4 Action by the Chairman. 533.5 Notice of...


to the Chairman for review as follows: (a) Contracts approved by the Secretary, within sixty (60) days after a request by the Chairman. If a tribe or a...


a management contract under this part: (a) A contract containing: (1) Original signatures of an authorized official of the tribe and the management contractor; ...


this part, or shall approve or disapprove a management contract applying the standards contained in Sec. 533.6 of this part, within 180 days of the date on which the...


meet the requirements of this part, the Chairman shall notify the tribe and management contractor, in writing, of the specific areas...


of this chapter and Sec. 533.3 of this part; (b) The Chairman shall disapprove a management contract for class II gaming if he or she determines that-- (1) Any...


responsibility for a management contract, that have not been approved by the Secretary of the Interior or the Chairman in accordance with the requirements of this part,...


Authority: 25 U.S.C. 81, 2706(b)(10), 2710(d)(9), 2711. Source: 58 FR 5830, Jan. 22, 1993, unless otherwise noted. (a) Subject to...


a management contract to the extent permitted by the contract. A tribe or a management contractor shall submit such assignment to the Chairman upon execution. The Chairman...


in parts 531, 533, 535, and 537 of this chapter, the Chairman may require modifications of, or may void, a management contract approved by the Chairman under...


MANAGEMENT CONTRACT--Table of Contents Sec. 537.1 Applications for approval. 537.2 Submission of background information. 537.3 Fees for...


required in Sec. 537.1 of this part: (a) In sufficient time to permit the Commission to complete its background investigation by the time the individual is to...


the contractor(s) designated by the Commission the cost of all background investigations conducted under this part. (b) The management contractor shall post a bond,...


the Chairman from approving a management contract because of the individual disqualifying factors contained in Sec. 533.6(b)(1) of this chapter. The Chairman...


2710(d)(9), 2711. Source: 58 FR 5832, Jan. 22, 1993, unless otherwise noted. This part applies to appeals from the Chairman's decision to approve...


this chapter to the Commission. Such an appeal shall be filed with the Commission within thirty (30) days after the Chairman serves his or her determination pursuant to part...


the definitions for this part? 542.3 How do I comply with this part? 542.4 How do these regulations affect minimum internal control standards establish in a...


of this part unless otherwise noted. Account access card means an instrument used to access customer accounts for wagering at a gaming machine. Account access cards...


comply with Sec. Sec. 542.1 through 542.18, and Sec. Sec. 542.20 through 542.23. (2) Tier B gaming operations must comply with Sec. Sec. 542.1 through 542.18, and...


(a) If there is a direct conflict between an internal control standard established in a Tribal-State compact and a standard or requirement set forth in this part, then...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR542.5] [Page 805] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 542_MINIMUM INTERNAL CONTROL STANDARDS--Table of Contents Sec. 542.5 How do these regulations affect state jurisdiction? Nothing in this part shall be construed to grant to a state jurisdiction in class II gaming or extend a state's jurisdiction in class III gaming. ...


part shall not apply to small gaming operations provided that: (1) The Tribal gaming regulatory authority permits the operation to be exempt from this part; (2)...


computer applications utilized, alternate documentation and/or procedures that provide at least the level of control described by the standards in this section, as approved by...


any computer application utilized, alternate documentation and/or procedures that provide at least the level of control described by the standards in this section, as approved...


any computer applications utilized, alternate documentation and/or procedures that provide at least the level of control described by the standards in this section, as approved...


computer applications utilized, alternate documentation and/or procedures that provide at least the level of control described by the standards in this section, as approved by...


The requirements of this section shall not apply to gaming operations who house pari-mutuel wagering operations conducted entirely by a state licensed simulcast service...


any computer applications utilized, alternate documentation and/or procedures that provide at least the level of control described by the standards in this section, as...


any computer applications utilized, alternate documentation and/or procedures that provide at least the level of control described by the standards in this section, as...
...


any computer applications utilized, alternate documentation and/or procedures that provide at least the level of control described by the standards in this section, as approved...


computer applications utilized, alternate documentation and/or procedures that provide at least the level of control described by the standards in this section, as approved...


for gaming hardware and software. (1) Management shall take an active role in making sure that physical and logical security measures are implemented, maintained, and...


Tribal gaming regulatory authority or gaming operation shall establish and the gaming operation shall comply with procedures for the authorization, issuance, and tracking...


gaming regulatory authority approval. (1) A Tribal gaming regulatory authority may approve a variance for a gaming operation if it has determined that the variance will achieve...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR542.20] [Page 837] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 542_MINIMUM INTERNAL CONTROL STANDARDS--Table of Contents Sec. 542.20 What is a Tier A gaming operation? A Tier A gaming operation is one with annual gross gaming revenues of more than $1 million but not more than $5 million. ...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR542.20] [Page 837] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 542_MINIMUM INTERNAL CONTROL STANDARDS--Table of Contents Sec. 542.20 What is a Tier A gaming operation? A Tier A gaming operation is one with annual gross gaming revenues of more than $1 million but not more than $5 million. ...
...


(a) Internal audit personnel. (1) For Tier A gaming operations, a separate internal audit department must be maintained. Alternatively, designating personnel (who...


(a) Tier A gaming operations must, at a minimum, maintain and operate an unstaffed surveillance system in a secured location whereby the areas under surveillance are...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR542.30] [Page 850] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 542_MINIMUM INTERNAL CONTROL STANDARDS--Table of Contents Sec. 542.30 What is a Tier B gaming operation? A Tier B gaming operation is one with gross gaming revenues of more than $5 million but not more than $15 million. ...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR542.30] [Page 850] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 542_MINIMUM INTERNAL CONTROL STANDARDS--Table of Contents Sec. 542.30 What is a Tier B gaming operation? A Tier B gaming operation is one with gross gaming revenues of more than $5 million but not more than $15 million. ...
...


(a) Internal audit personnel. (1) For Tier B gaming operations, a separate internal audit department must be maintained. Alternatively, designating personnel (who...


(a) The surveillance system shall be maintained and operated from a staffed surveillance room and shall provide surveillance over gaming areas. (b) The entrance to...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR542.40] [Page 863] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 542_MINIMUM INTERNAL CONTROL STANDARDS--Table of Contents Sec. 542.40 What is a Tier C gaming operation? A Tier C gaming operation is one with annual gross gaming revenues of more than $15 million. ...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR542.40] [Page 863] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 542_MINIMUM INTERNAL CONTROL STANDARDS--Table of Contents Sec. 542.40 What is a Tier C gaming operation? A Tier C gaming operation is one with annual gross gaming revenues of more than $15 million. ...
...


(a) Internal audit personnel. (1) For Tier C gaming operations, a separate internal audit department shall be maintained whose primary function is performing internal...


(a) The surveillance system shall be maintained and operated from a staffed surveillance room and shall provide surveillance over gaming areas. (b) The entrance to...


this part. 556.2 Privacy notice. 556.3 Notice regarding false statements. 556.4 Background investigations. 556.5 Report to Commission. Authority: 25 U.S.C....


on the application form for a key employee or a primary management official before that form is filled out by an applicant: In compliance with the Privacy Act...


place the following notice on the application form for a key employee or a primary management official before that form is filled out by an applicant: A false...


background investigation for each primary management official and for each key employee of a gaming operation. (a) A tribe shall request from each primary management official...


primary management official or a key employee, the tribe shall forward to the Commission a completed application containing the information listed under Sec. 556.4(a)(1)- (13)...


Eligibility determination for employment in a gaming operation. 558.3 Procedures for forwarding applications and reports for key employees and primary...


An authorized tribal official shall review a person's prior activities, criminal record, if any, and reputation, habits and associations to make a finding concerning the...


primary management officials to the Commission. (a) When a key employee or a primary management official begins work at a gaming operation, a tribe shall: ...


in Sec. 558.3(c) of this part, the Commission notifies a tribe that it has no objection to the issuance of a license pursuant to a license application filed by a...


the Commission receives reliable information indicating that a key employee or a primary management official is not eligible for employment under Sec. 558.2 of this...


Subpart A_General Sec. 571.1 Scope. 571.2 Definitions. 571.3 Confidentiality. Subpart B_Inspection of Books and Records 571.5 Entry...


terms have the specified meanings: Commission's authorized representative means any persons who is authorized to act on behalf of the Commission for the purpose...


the Commission shall treat as confidential any and all information received under the Act that falls within the exemptions of 5 U.S.C. 552(b) (4) and (7); except that when...


Commission's authorized representative may enter the premises of an Indian gaming operation to inspect, [[Page 882]] examine, photocopy, and audit all papers, books,...


(a) Once the Commission's authorized representative presents proper identification, a gaming operation shall provide the authorized representative with access to all papers,...


(a) A gaming operation shall keep permanent books of account or records, including inventory records of gaming supplies, sufficient to establish the amount of gross...


the Commission may authorize the Chairman to require by subpoena the attendance and testimony of witnesses relating to any matter under consideration or investigation by...


By majority vote the Commission may authorize the Chairman to require by subpoena the production of certain documents and other items that are material and relevant to facts in...


witnesses and the production of books, papers, and documents, may be required from any place in the United States at any designated place...


depose a witness shall file a request with the Commission or, if a presiding official has been designated under part 577 of this chapter, to the presiding official. Such a...


independent certified public accountant to provide an annual audit of the financial statements of each gaming operation on Indian lands. Such financial statements shall be...


the Commission a copy of the report(s) and management letter(s) setting forth the results of each annual audit within 120 days after the end of each fiscal year of the...


A tribe shall reconcile its quarterly fee assessment reports, submitted under 25 CFR part 514, with its audited financial statements and make...


Authority: 25 U.S.C. 2705(a)(1), 2706, 2713, 2715. Source: 58 FR 5844, Jan. 22, 1993, unless otherwise noted. This part sets forth general rules governing...


the Act or this chapter, or of any tribal ordinance or resolution approved by the Chairman under part 522 or 523 of this chapter. [[Page 884]] (b) A...


the issuance of a notice of violation under Sec. 573.3 of this part, the Chairman may issue an order of temporary closure of all or part of an Indian gaming operation if one...


for assessment of civil fines. 575.6 Settlement, reduction, or waiver of civil fine. 575.9 Final assessment. Authority: 25 U.S.C. 2705(a), 2706,...


Sec. 575.4 of this part to determine whether a civil fine will be assessed, the amount of the fine, and, in the case of continuing violations, whether each daily...


tribe, management contractor, or individual operating Indian gaming for each notice of violation issued under Sec. 573.3 of this chapter after considering the following...


as the Chairman may grant for good cause, the respondent may submit written information about the violation to the Chairman. The Chairman shall consider any information...


any time prior to the filing of a notice of appeal under part 577 of this chapter, the Chairman may reduce or waive a civil fine if he or she determines that, taking...


civil fine assessment shall become a final order of the Commission. (b) Civil fines assessed under this part shall be paid by the person assessed and shall not be...


Conduct of hearing. 577.8 Request to limit disclosure of confidential information. 577.9 Consent order or settlement. 577.12...


by submitting a notice of appeal to the Commission within thirty (30) days after service of: (1) A notice of violation; (2) A proposed civil fine...


within 30 days after the Commission receives a timely notice of appeal from the respondent. At the request of the respondent, the presiding official may order the hearing...


documents on the Commission at the address indicated in the notice or order that is the subject of the appeal. All filings shall be made with the Commission until a...


for hearing. The respondent may appear at the hearing personally, through counsel, or personally with counsel. The respondent shall have the right to introduce relevant...


a proceeding that involves more than two parties claims that some or all of the information contained in that document is exempt from the mandatory public disclosure...


five (5) days before the date set for hearing under Sec. 577.7 of this part, the parties jointly may move to defer the hearing for a reasonable time to permit negotiation of...


the presiding official finds that: (1) The final decision could directly and adversely affect them or the class they represent; (2) They may contribute materially...


[Code of Federal Regulations] [Title 25, Volume 1] [Revised as of April 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 25CFR577.13] [Page 890] TITLE 25--INDIANS CHAPTER III--NATIONAL INDIAN GAMING COMMISSION, DEPARTMENT OF THE INTERIOR PART 577_APPEALS BEFORE THE COMMISSION--Table of Contents Sec. 577.13 Transcript of hearing. Hearings under this part that involve oral presentations shall be recorded verbatim and transcripts thereof shall be provided to parties upon request. Fees for transcripts shall be at the actual cost of duplication. ...


record closes, the presiding official shall render his or her recommended decision. The recommended decision of the presiding official shall be based upon the whole record...


of the presiding official by a majority vote within thirty (30) days after the date on which the presiding official issued the decision. The Commission shall provide...




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